Section 2. Special Operations

9-2-1. AIRCRAFT CARRYING DANGEROUS MATERIALS

  1. Provide the following special handling to military aircraft or military contracted aircraft carrying dangerous materials when:
    1. The words “dangerous cargo,” or “inert devices,” or both are contained in the remarks section of the filed flight plan, or
    2. The pilot uses these words in radio communication.
  2. If it becomes necessary to issue a clearance to amend the route/altitude, advise the pilot:
    1. Of the proposed change, and
    2. The amount of delay to expect if it is necessary to maintain the present route/altitude.
  3. When it becomes necessary for the pilot to refuse a clearance amending his/her route/altitude, he/she will advise if the traffic delay is acceptable or if an alternate route/altitude is desired. In such cases, offer all possible assistance.
  4. When the aircraft is provided an en route descent, do not vector the aircraft from the planned route unless the pilot concurs.
  5. Use special patterns and routings in areas where they have been developed for these flights. If special patterns and routings have not been developed, employ normal procedures.

9-2-2. CELESTIAL NAVIGATION TRAINING

EN ROUTE

  1. Approve flight plans specifying celestial navigation only when it is requested for USAF or USN aircraft.
  2. Within conterminous U.S. airspace, limit celestial navigation training to transponder‐equipped aircraft within areas of ARTCC radar coverage.
  3. Prior to control transfer, ensure that the receiving controller is informed of the nature of the celestial navigation training leg.

9-2-3. EXPERIMENTAL AIRCRAFT OPERATIONS

  1. When notified that an experimental aircraft requires special handling:
    1. Clear the aircraft according to pilot requests as traffic permits and if not contrary to ATC procedures.
    2. Once approved, do not ask the pilot to deviate from a planned action except to preclude an emergency situation.
  2. At locations where volume or complexity of experimental aircraft operations warrant, a letter of agreement may be consummated between the facility and operator.

9-2-4. FAA RESEARCH AND DEVELOPMENT FLIGHTS

When coordinated in advance and traffic permits, approve requests for special flight procedures from aircraft participating in FAA research and development test activities. These special procedures must be applied to participating aircraft/vehicles.

9-2-5. FLYNET

ATC personnel at the first facility establishing contact with an aircraft using the code word FLYNET must:

  1. Provide expeditious handling.
  2. Report it to the operations supervisor (OS)/controller‐in‐charge (CIC), for reporting to the National Tactical Security Operations (NTSO) Air Traffic Security Coordinator (ATSC) through the Domestic Events Network (DEN).
  3. Add to the remarks section of the flight plan that DEN notification has been accomplished.

9-2-6. IFR MILITARY TRAINING ROUTES

  1. Except for aircraft operating in the same altitude reservation, clear aircraft into an MTR provided separation will be applied between successive aircraft unless otherwise covered in a letter of agreement between the military scheduling activity and the concerned ATC facility.
  2. Unless otherwise covered in a letter of agreement between the military scheduling activity and the concerned FAA facility, clear aircraft to exit an MTR.
  3. If the provisions of subparagraph a above cannot be accomplished, MTRs may be designated for MARSA operations. To preclude an inadvertent compromise of MARSA standards by ATC, appropriate MARSA application for such routes must be covered in a letter of agreement with the military scheduling activity. Establish separation between aircraft as soon as practicable after operation on the designated MARSA route is ended.
  4. The lateral airspace to be protected along an MTR is the designated width of the route.
  5. Prior to an aircraft entering an MTR, request the pilot's estimate for the route's exit/alternate exit fix, the pilot's requested altitude after exiting and, if applicable, the number of reentries on a Strategic Training Range.
  6. Forward estimates for exit/alternate exit fixes, requested altitude after exit, and, if applicable, the number of reentries on the Strategic Training Range.
  7. Apply the procedures of paragraph 6-1-2, Nonreceipt of Position Report, based upon the pilot's estimate for the route exit fix.
  8. Clearance may be issued to amend or restrict operations on a route for ATC considerations. Where a route has been designated MARSA in accordance with subparagraph c, ATC must not amend or restrict operations in such a manner as to compromise MARSA provisions.
  9. If an aircraft on an IR experiences a two‐way radio communications failure and you are unable to determine if the aircraft is proceeding VFR in accordance with 14 CFR section 91.185(b) or the aircraft has not been positively radar identified:
    1. Provide separation to the destination airport based on the aircraft complying with the following:
      1. Maintain to the exit/alternate exit fix the higher of the following altitudes:
        1. The minimum IFR altitude for each of the remaining route segment(s) remaining on the route.
        2. The highest altitude assigned in the last ATC clearance.
      2. Depart the exit/alternate exit fix at the appropriate altitude specified in subparagraph (a) above, then climb/descend to the altitude filed in the flight plan for the remainder of the flight, or
      3. Proceed in accordance with the lost communication procedure contained in letters of agreement.
    2. Continue to monitor the last ATC assigned discrete code.
  10. Impose delays, if needed, to eliminate conflict with nonparticipating IFR aircraft when necessary to preclude denial of IR usage. Advise the pilot of the expected length and reason for delay.

9-2-7. INTERCEPTOR OPERATIONS

Provide maximum assistance to expedite the movement of interceptor aircraft on active air defense (scrambles) missions until the unknown aircraft is identified in accordance with the policies and procedures published in FAA Order JO 7610.4, Sensitive Procedures and Requirements for Special Operations.

  1. The ADCF initiating the SCRAMBLE must identify the mission as an active air defense mission.
  2. ATC services must be used for active air defense missions insofar as the circumstances and situation permits.
  3. Upon request, the ATC facility must expedite transfer of the control jurisdiction of the interceptors to the requesting ADCF.

9-2-8. SPECIAL INTEREST SITES

  1. Immediately relay any reports or information regarding unusual aircraft activities in the vicinity of special interest sites such as nuclear power plants, power plants, dams, refineries, etc., to supervisory/CIC personnel.

9-2-9. SPECIAL AIR TRAFFIC RULES (SATR) AND SPECIAL FLIGHT RULES AREA (SFRA)

The Code of Federal Regulations prescribes special air traffic rules for aircraft operating within the boundaries of certain designated airspace. These areas are listed in 14 CFR part 93 and can be found throughout the NAS. Procedures, nature of operations, configuration, size, and density of traffic vary among the identified areas.

  1. Special Flight Rules Areas are areas of airspace wherein the flight of aircraft is subject to special air traffic rules set forth in 14 CFR part 93, unless otherwise authorized by air traffic control.Not allareas listed in 14 CFR part 93 are Special Flight Rules Areas, but special air traffic rules apply to all areas designated as SFRA.
  2. Each person operating an aircraft to, from, or within airspace designated as a SATR area or SFRA must adhere to the special air traffic rules set forth in 14 CFR part 93, as applicable, unless otherwise authorized or required by ATC.

9-2-10. ATC SECURITY SERVICES FOR THE WASHINGTON, DC, SPECIAL FLIGHT RULES AREA (DC SFRA)

Provide ATC security services at locations where procedures are required for tracking aircraft in security services airspace. ATC security services are designed to support the national security mission of the FAA and other agencies. Two‐way radio communications, flight planning, and an operational transponder on an assigned code are required for operations in the designated area.

  1. When the assigned code is observed, advise the aircraft to proceed on course/as requested but to remain outside of Class B, C, and/or D airspace as appropriate.
    1. Maintain continuous security tracking of VFR aircraft operating in the designated area to assist security forces in situational awareness. Immediately report all instances of loss of radio communication or the inability to conduct security tracking of an aircraft to the operations supervisor (OS)/CIC and wait for instructions.
    2. Basic separation services to aircraft, for example, IFR, SVFR, Class B, Class C, TRSA, do not apply to ATC security tracking.
    3. Aircraft with operating transponders, but without operating Mode C (altitude), require specific authorization from ATC to operate in the SFRA. ATC must coordinate with the Domestic Events Network (DEN) before approval.
    4. Aircraft flying too low for radar coverage must be instructed to report landing or exiting the SFRA. Keep flight progress strips on these aircraft until pilot reports landing or exiting the SFRA. If a flight progress strip does not exist for the aircraft, record the call sign, transponder code, entry point (for example, north, northeast, east), and time of entry into the SFRA.
    5. United States military, law enforcement, and aeromedical flights are exempt from filing flight plans.
  2. Establishing two‐way Communications.
    1. Pilots must establish two‐way radio communications with ATC prior to entering the security service area. Responding to a radio call with, “(a/c call sign) standby,” establishes radio communications and the pilot may enter the area, provided all other security requirements have been satisfied.
    2. Aircraft requesting security services should not normally be held. However, if holding is necessary or workload/traffic conditions prevent immediate provision of ATC security services, inform the pilot to remain outside the designated area until conditions permit the provision of ATC security services. Inform the pilot of the expected length of delay.
  3. Termination of Service.
    1. If the aircraft is not landing within the designated area, provide security services until the aircraft exits the area and then advise the aircraft to squawk VFR and that frequency change is approved.
    2. When an aircraft is landing at an airport inside the area, instruct the pilot to remain on the assigned transponder code until after landing.
    3. Using approved handoff functionality, transfer the data blocks of all security tracked aircraft that will enter another sector/position for coordination of aircraft information/location. Upon acceptance of the transferred information, instruct the pilot to contact the next sector/positions' frequency.

9-2-11. SECURITY NOTICE (SECNOT)

Upon receiving notification of a SECNOT, the controller must forward all information on the subject aircraft to the OS/CIC. If information is not known, broadcast call sign on all frequencies and advise the OS/CIC of the response.

9-2-12. LAW ENFORCEMENT AND SENSITIVE GOVERNMENT MISSIONS

  1. Provide the maximum assistance possible to law enforcement aircraft when requested.
    1. If requested by the pilot/flight crew, communicate with law enforcement aircraft on a separate and unique communications frequency whenever possible.
    2. Ensure assistance to law enforcement aircraft does not compromise approved separation minima or place the aircraft in unsafe proximity to terrain, obstructions or other aircraft.
    3. When requested, assist law enforcement in locating suspect aircraft.
    4. Forward any information received pertaining to stolen aircraft to the OS/CIC for reporting on the Domestic Events Network (DEN).
  2. Sensitive government missions.
    1. Sensitive government missions include inflight identification, surveillance, interdiction and pursuit activities conducted by government aircraft for national defense, homeland security, and intelligence or law enforcement purposes.
    2. Provide support to national security and homeland defense activities as specified in paragraph 2-1-2, Duty Priority.
    3. To facilitate accomplishment of sensitive government missions, exemptions from specified parts of Title 14 of the Code of Federal Regulations have been granted to designated departments and agencies. Each organization's exemption identifies its responsibilities for notifying ATC of its intent to operate under an exemption before commencing operations.
    4. Departments and agencies that conduct sensitive government missions are assigned U.S. special call signs. Additionally, some have pre-assigned beacon codes to permit them to apprise ATC of ongoing mission activities and solicit air traffic assistance. To support these sensitive government missions, ATC must:
      1. Not change the sensitive beacon codes requested or displayed by these operators.
      2. To the maximum extent possible, ensure the full call sign designator of aircraft conducting sensitive government operations is entered into FAA automation systems.
      3. Not alter or abbreviate the U.S. special call signs used by aircraft for sensitive government operations.

9-2-13. MILITARY AERIAL REFUELING

Authorize aircraft to conduct aerial refueling along published or special tracks at their flight plan altitudes, unless otherwise requested.

  1. Provide radar assistance to the rendezvous for participating aircraft:
    1. When requested, and
    2. By providing vertical separation prior to MARSA declaration.
  2. Do not request receiver aircraft that have been cleared to conduct air refueling and have departed the ARIP to:
    1. Make code changes when less than 5 miles from the tanker.
    2. Squawk standby when less than 1 mile or more than 3 miles from the tanker.
  3. When issuing an initial air refueling clearance, you may request a receiver to squawk standby when the receiver reaches a point 3 miles from the tanker.
  4. After MARSA has been declared, you should avoid issuing course or altitude changes prior to rendezvous.
  5. Do not use the altitude vacated during the refueling operation until the refueling aircraft has reported reaching the next IFR altitude.
  6. Approve requests by the tanker pilot for vectors or alternative routes or altitudes as follows:
    1. Furnish vectors or alternative altitudes at any time.
    2. Furnish nonradar routes only after the refueling aircraft have passed the ARCP.
  7. Unless a vector or alternative route has been furnished, clear the aircraft to depart the refueling track at a navigational reference point or egress fix.
  8. Request an aircraft to report the ARIP, ARCP, or egress fix as necessary.
  9. Expect the following procedures in addition to those required by the appropriate parts of Title 14 of the Code of Federal Regulations in the event of two‐way communications failure:
    1. The tanker will depart the track from the highest altitude in the block.
    2. The receiver will depart the track from the lowest altitude in the block.
    3. Aircraft will squawk 7600 for at least 2 minutes prior to departing the track.

9-2-14. MILITARY OPERATIONS ABOVE FL 600

Control aircraft operating above FL 600 using the following procedures:

  1. Flight plans involving supersonic flight are required 16 hours in advance of proposed departure times for processing and approval by the ARTCCs concerned. The originating ARTCC, where the flight plan is first filed, may waive the 16-hour advance filing requirement.
  2. The route of flight must be defined by at least one high altitude fix within each ARTCC area without regard to the distance between fixes. Additionally, the entry and exit points of turns of 90 degrees or more will be designated.
  3. Elapsed times from takeoff to the first fix in each ARTCC area must be included in the route of flight.
  4. The ARTCC which originates the flight plan must forward departure times to all ARTCCs responsible for processing the flight plan.
  5. Approval of the flight plan indicates approval of both route and flight levels (if stated) including operations below FL 600 (aerial refueling).
  6. Separation. Use the following as minima in lieu of the corresponding type of separation prescribed in:
    1. Paragraph 4-5-1, Vertical Separation Minima: 5,000 feet.
    2. Paragraph 6-5-4, Minima Along Other Than Established Airways or Routes: Protect the airspace 25 miles either side of the route centerline. For turns by supersonic aircraft, protect the airspace 75 miles on the overflown side and 25 miles on the other side. For turns by subsonic aircraft, protect the airspace 34 miles on the overflown side and 25 miles on the other side.

9-2-15. MILITARY SPECIAL USE FREQUENCIES

  1. Assign special use frequency to:
    1. USAF, U.S. Navy, and Air National Guard (ANG) single‐pilot jet aircraft formations operating at night or in instrument weather conditions. Formations of five or more USAF aircraft deploying either to a continental U.S. staging base or nonstop to an overseas location are authorized to use special use frequencies at any time. Normally these deployments will be conducted within an altitude reservation.
    2. U-2 and B-57 (pressure suit flights) aircraft at all altitudes/FLs except where terminal operations require the assignment of other frequencies.
    3. All aircraft during supersonic flight.
    4. E-3A AWACS mission crews when operations are being conducted as an MRU in accordance with appropriate letters of agreement.
  2. The special use frequency may be assigned as “backup” for the high‐altitude sector when direct communications are essential because of a potential emergency control situation.
  3. Do not assign the special use frequency to the aircraft in subparagraph a1 above, when they will operate in airspace assigned for special military operations.

9-2-16. AVOIDANCE OF AREAS OF NUCLEAR RADIATION

  1. Advise pilots whenever their proposed flight path will traverse a reported or forecasted area of hazardous radiation and reroute the aircraft when requested by the pilot.
  2. Inform pilots when an airfield of intended landing lies within a reported or forecasted area of hazardous radiation and request the pilot to advise his/her intentions.

9-2-17. SAMP FLIGHTS

Provide special handling to USAF or other government aircraft using the “SAMP” call sign and engaged in aerial sampling/surveying missions for nuclear, chemical, or hazardous material contamination. Approve inflight clearance requests for altitude and route changes to the maximum extent possible. Other IFR aircraft may be recleared so that requests by SAMP aircraft are approved.

9-2-18. AWACS/NORAD SPECIAL FLIGHTS

Do not delay E-3 AWACS aircraft identified as “AWACS/NORAD Special” flights. The following control actions are acceptable while expediting these aircraft to the destination orbit.

  1. En route altitude changes +/– 2,000 feet from the requested flight level.
  2. Radar vectors or minor route changes that do not impede progress towards the destination orbit.

9-2-19. WEATHER RECONNAISSANCE FLIGHTS

TEAL and NOAA mission aircraft fly reconnaissance flights to gather meteorological data on winter storms, (NWSOP missions), hurricanes and tropical cyclones (NHOP missions). The routes and timing of these flights are determined by movement of the storm areas and not by traffic flows.

  1. When a dropsonde release time is received from a TEAL or NOAA mission aircraft, workload and priorities permitting, controllers must advise the mission aircraft of any traffic estimated to pass through the area of the drop at altitudes below that of the mission aircraft. This traffic advisory must include:
    1. Altitude.
    2. Direction of flight.
    3. ETA at the point closest to drop area (or at the fix/intersection where drop will occur).
  2. When advised that an airborne TEAL or NOAA aircraft is requesting a clearance via CARCAH, issue the clearance in accordance with Chapter 4, IFR, Section 2, Clearances.
  3. If a TEAL or NOAA mission aircraft must be contacted but is out of VHF, UHF, and HF radio range, advise the supervisory traffic management coordinator-in-charge.
  4. Aircraft operations associated with a Weather Reconnaissance Area (WRA) must be conducted in accordance with the Memorandum of Agreement between the National Oceanic and Atmospheric Administration Aircraft Operations Center, U.S. Air Force Reserve Command 53rd Weather Reconnaissance Squadron, and the Federal Aviation Administration Air Traffic Organization in Support of the National Hurricane Operations Plan (FAA Order JO 7610.14, Appendix 3, Document 1), and the associated letters of agreement.

9-2-20. EVASIVE ACTION MANEUVER

Approve a pilot request to conduct an evasive action maneuver only on the basis of a permissible traffic situation. Specify the following items, as necessary, when issuing approval:

  1. Specific route segment on which the maneuver will take place.
  2. Distance of maximum route deviation from the centerline in miles.
  3. Altitude.

9-2-21. NONSTANDARD FORMATION/CELL OPERATIONS

Occasionally the military is required to operate in a nonstandard cell formation and controllers should be knowledgeable of the various tactics employed and the procedures used.

  1. Formation leaders are responsible for obtaining ATC approval to conduct nonstandard formation/cell operations.
  2. When nonstandard formation/cell operations have been approved, controllers must assign sufficient altitudes to allow intra‐cell vertical spacing of 500 feet between each aircraft in the formation.
  3. Control nonstandard formation/cell operations on the basis that MARSA is applicable between the participating aircraft until they establish approved separation which is acknowledged by ATC.
  4. Apply approved separation criteria between the approved nonstandard formation/cell envelope and nonparticipating aircraft.
  5. Clear aircraft operating in a nonstandard formation/cell to the breakup fix as the clearance limit. Forward data pertaining to route or altitude beyond the breakup point to the center concerned as a part of the routine flight plan information.
  6. EN ROUTE.If the breakup occurs in your area, issue appropriate clearances to authorize transition from formation to individual routes or altitudes. If a breakup cannot be approved, issue an appropriate clearance for the flight to continue as a formation.