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About FAA

Safety Management System (SMS)

Monday, July 28, 2025

Airplane flying in clouds

Overview of SMS

Safety Management System (SMS) is a formal, top-down, organization-wide approach to managing safety risk and ensuring the effectiveness of safety risk controls.

 An SMS is made up of four components. 

4 components of an SMS. Safety policy, safety assurance, safety risk management, and safety promotion.

Available SMS Resources

Implementation Timelines Specifics

Part 135 Applicants and Certificate Holders

Current StatusHow much time do I have to develop and implement SMS?
Applicants on the Applicant List (per Notice 8900.728) before January 21, 202536 months – May 28, 2027 
Applicants in the Initial Certification Phase before May 28, 2024 36 months – May 28, 2027 
New Applications submitted on or after May 28, 2024 Upon certification 
Applications in Preapplication Phase on or before May 28, 2024 Upon certification 
Operators certificated before May 28, 2024 36 months – May 28, 2027 

91.147 Air Tour Operators with an LOA

Current StatusHow much time do I have to develop and implement SMS?
91.147 LOA Applications received on or before May 28th, 2024 36 months – May 28, 2027 
91.147 LOA Applications received on or after May 28th, 2024 Upon LOA Issuance 

Part 121 Certificate Holders

Current StatusHow much time do I have to implement the changes to part 5? 
Certificate Holder’s certificated before May 28, 2024 12 Months – May 28, 2025 
New ApplicantsUpon Certification 

SMSVP Participants

Current StatusHow much time do I have to implement the changes to part 5? 
Accepted SMS (Active Conformance) 12 Months – May 28, 2025 
New EntrantsSubmit a declaration of compliance after development and implementation of SMS meeting part 5 requirements 

SMS Voluntary Program (SMSVP)

The FAA has expanded the eligibility requirements for participation in the SMS Voluntary Program (SMSVP) to include the following 14 CFR parts:

  • Part 61 Flight Schools; Part 91 Living History Flight Experience (LHFE); Part 91 Banner Towing; Part 91K – Fractional Ownership Operations; Part 91 Executive Corporate Operators; Part 105 Parachute Operations; 107 Small Unmanned Aircraft Systems.

SMSVP eligibility for the following 14 CFR Parts remains unchanged: 

  • Part 125 Operations; Part 133 Rotorcraft External Loads; Part 137 AG Operations; Part 141 Pilot Schools; Part 142 Training Centers; Part 145 Repair Stations; and Part 147 Aviation Maintenance Tech Schools.

What are the benefits of managing safety with a voluntary, formal, SMS?

  • Increases safety by supporting a proactive, predictive method of managing safety to identify and address problems before they occur.

  • Demonstrates safety as a priority to recruit and retain high-caliber staff and to strengthen an organization's safety culture.
  • Realizes cost savings with the ability to anticipate and prevent costly accidents.
  • Improves data-informed decision making to prioritize resource allocation.
  • Increases customer confidence in the Certificate Holder's ability to operate safely and potentially increase new and returning business. 
  • Enhances communication about safety by using common, consistent terminology within the organization and throughout the industry.
  • Increases eligibility for certain contracts.
  • 14 CFR Part 5 compliant SMS is recognized by International Civil Aviation Organization.

    Where can I get support or find additional information about SMSVP?

    For additional questions and support, contact the Federal Aviation Administration Office of Safety Standards, Safety Management Branch:  9-NATL-SMS-ProgramOffice@faa.gov. If you are contacting the Safety Management Branch, please include the 14 CFR part associated with the request or question and provide the company name and location (city/state), if applicable.

      Safety Attributes

      Tuesday, November 05, 2024

      Safety Attributes Overview

      • Safety Attributes are relevant and beneficial to all Certificate Holders and Applicants 
      • Managing safety can be scaled for the size, scope, and complexity of a Certificate Holder's operation
      • Incorporating Safety Attributes into a Certificate Holder or Applicant's systems, processes, and procedures is a proactive, structured approach to managing safety

      What are Safety Attributes?

      Safety Attributes are the qualities present in a well-designed, safety-centered system and process, helping to ensure repeatable safety performance. 

      What are the benefits of Safety Attributes?

      • Incorporating the Safety Attributes into each system and each process increases confidence in process reliability, resulting in consistent, compliant, and safe outcomes
      • Safety Attributes are not required by regulation; however, when incorporated into a Certificate Holder's system, they help to optimize safety by identifying hazards and controlling risk

      What are the seven Safety Attributes?

      Safety AttributeDefinition
      Responsibility A clearly identified individual who is accountable for financial and human resources to ensure the Certificate Holder's quality and safety performance 
      AuthorityA clearly identifiable, qualified, and knowledgeable individual who effectively plans, directs, and controls resources; changes procedures; and makes key determinations including safety risk acceptance decisions
      ControlsThe checks and restraints within a process that ensure the potential effects of risks are reduced to an acceptable level
      Process MeasurementA method to monitor and measure a process' outputs and performance, and identify problems, or potential problems, to take corrective action
      ProceduresMethods or practices that are written or unwritten, regulatory or non-regulatory, designed into a process that a Certificate Holder or Applicant uses to achieve a desired result.
      InterfacesInteractions between processes that must be managed to ensure desired outcomes
      Safety OwnershipAn individual's understanding of how their role contributes to the overall safety of the organization

      What Safety Attributes resources are available?

      Where can I get support or find additional information about Safety Attributes?

      For additional questions and support, contact your FAA Flight Standards District Office.

      About FAA

      Wednesday, July 30, 2025

      Our Mission

      Our continuing mission is to provide the safest, most efficient aerospace system in the world.

      Our Leadership

      Bryan Bedford, Administrator

      Bryan Bedford

      Chris Rocheleau, Deputy Administrator

      Chris Rocheleau

       

      Our Plans and Reports

      Headquarters

      Field & Regional Offices

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